Starting a New Analysis
To get started with a securities
account analysis project, please complete the following steps:
Organize the statements in each account in the following manner.
the statements for each account.
each account, organize the statement months in chronological
order. Arrange statements January-December with the oldest month first.
Note: If monthly statements are not available, annual statements will do. Arrange
them with oldest year on top.
- Please do
not staple statements together. User paper clips or rubber bands.
- Indicate missing statements
in the statements with tags or bookmarks.
confirmations or commission runs whenever a detailed
commission analysis is required. Otherwise we will calculate commissions using
- Include the statement
of claim with the statements, and the response to the statement of claim,
if available. This information is very helpful in letting us know the primary
concerns in the case.
Please include the following information:
- Case name.
- Party you
- List of account numbers and date ranges.
of concern i.e. answer due, hearing, etc.
- Your preferred
- Contact name(s), telephone, and email.
Pack up your documents, and send them to:
Financial Services, Inc.
Attn: Receiving Department
97 Blakely Road, Suite
Colchester, VT 05446
data is formatted for our Direct Data Download system, our analysts work with
paper documents. All PDF documents for a project can be printed onsite for a fee
Would you like to for us to stop by your office?